September 16, 2025
RIAs are one of the most dynamic and fast growing channels for investment firms to call on when fundraising. The challenge has always been: “what RIAs invest in outside managers and are not investment managers themselves?”
Through our Dakota Marketplace database of RIAs, we have aimed to solve that problem by curating and vetting each RIA by hand and only showing those RIAs that are true prospects for an investment firm. This saves both the investment sales team member time, but also saves the “other” RIAs that don’t allocate to other managers from getting unnecessary emails and phone calls.
Below are a few RIAs in Phoenix that we thought you might like to know. For a more detailed list of RIAs in Phoenix, click here to see for free.
1. Osaic Wealth, Inc.AUM: $200.27B
Osaic Wealth, Inc. operates as a RIA, headquartered at 18700 North Hayden Road, Scottsdale, AZ. The firm is associated with the Phoenix metro area. Established through the rebranding and consolidation of Advisor Group in 2023, Osaic Wealth is supported by private equity firm Reverence Capital Partners and offers a comprehensive platform for financial professionals, including integrated wealth management, advisory, retirement, and brokerage solutions.
Osaic Wealth manages an AUM of $200.27B. The firm provides an end-to-end platform for financial advisors, encompassing brokerage services, advisory solutions, TAMP programs, and retirement plan services. Additionally, it supports affiliate RIAs under subsidiaries like Osaic Advisory Services, offering third-party strategists and flexible custody options.
2. United Planners’ Financial Services of America
AUM: $10.64B
United Planners' Financial Services of America is an RIA specializing in Multi Family Office services. The firm is headquartered at 7333 East Doubletree Ranch Road Suite 120, Scottsdale, AZ, operating within the Phoenix metro area. Established in 1987, United Planners offers financial planning, investment management, and insurance services to clients through an open-architecture model.
United Planners manages an AUM of $10.64B, emphasizing a diversified, multi-asset investment approach. The firm's platform includes equities, fixed income, mutual funds, ETFs, and alternative investments like private equity, real estate, and hedge funds. With a focus on flexibility and risk management, United Planners aims to deliver consistent, tailored returns aligned with client goals and preferences, while also integrating ESG considerations into its investment options.
3. Foundations Investment Advisors LLC
AUM: $7.18B
Foundations Investment Advisors LLC is an RIA specializing in Multi Family Office services. The firm is headquartered at 4050 E Cotton Center Boulevard, Suite 40, Phoenix, AZ, operating within the Phoenix metro area. Known for its actively managed, risk-based approach, Foundations Investment Advisors is recognized as one of the fastest-growing RIA firms, offering professional planning services and a diverse range of model portfolios utilizing ETFs, mutual funds, and internally managed equity portfolios. The firm, with $7.18B in AUM, collaborates with over 175 investment advisor partners across the US, each operating under their own branding. Chief Investment Strategist Darren Leavitt plays a pivotal role as the main portfolio manager. Foundations Investment Advisors prioritizes providing efficient, goals-based financial planning tools for financial advisors to create tailored plans for investors, ensuring an enjoyable and transparent investor experience.
AUM: $5.34B
The organization Dynamic Wealth Advisors operates as a RIA specializing in Multi Family Office services. Situated at 2415 East Camelback Road, Suite 700, Phoenix, AZ, the firm serves within the Phoenix metro area. Dynamic-affiliated wealth advisors prioritize holistic wealth advice and life planning, acting as fiduciaries to tailor services to individual goals and aspirations, encompassing investment, retirement, career, college savings, and family legacy planning. With an AUM of $5.34B, Dynamic Wealth Advisors collaborates with financial advisors and independent firms nationwide, offering TAMP, investment management, and comprehensive front/middle/back office services. The firm's network extends to over 80 advisory firms, providing access to diverse model portfolios, SMAs, and alternative investments like hedge and private funds. This strategic partnership approach underscores a commitment to client-centric, diversified wealth management solutions.
AUM: $4.17B
TFO Phoenix is an RIA specializing in Multi Family Office services. The firm is situated at 5060 North 40th Street Suite 200, Phoenix, AZ, operating within the Phoenix metro area. TFO Family Office Partners delivers comprehensive financial and investment advisory services to high-net-worth families, emphasizing wealth management, legacy planning, and financial education. The firm manages an AUM of $4.17B, integrating traditional and alternative assets to craft diversified investment portfolios tailored to clients' needs. TFO Family Office Partners' disciplined investment process focuses on long-term growth and risk management, providing strategic asset allocation, portfolio monitoring, and performance reporting. Their commitment to due diligence and manager selection ensures alignment with clients' financial goals and risk tolerance, reflecting a dedication to customized investment solutions.
6. Ashton Thomas Private Wealth
AUM: $4.05B
Ashton Thomas Private Wealth is an RIA specializing in Multi Family Office services. Situated at 15279 North Scottsdale Road Suite B2-215, Scottsdale, AZ, the firm's reach extends nationwide, with a significant presence in the Phoenix metro area. Known for its innovative approach to financial planning and asset management, Ashton Thomas emphasizes personalized and comprehensive wealth management solutions tailored to individual client needs.
The firm manages an impressive AUM of $4.05B and has recently attracted attention due to an impending acquisition by Arax Investment Partners. Ashton Thomas has strategically partnered with iCapital to broaden its alternative investment offerings, providing clients access to private equity, private credit, real assets, and hedge funds. With a commitment to excellence and tailored financial strategies, Ashton Thomas Private Wealth stands out as a forward-thinking wealth management firm in the industry.
AUM: $3.1B
Stoker Ostler, A Part Of Bmo Financial Group operates with a Prime Broker investment focus. The firm is located at 4900 North Scottsdale Road Suite 2600, Scottsdale, AZ, and serves clients within the Phoenix metro area.
The firm manages an AUM of approximately $3.1B across 2,746 client accounts, positioning it among the largest financial advisory firms in the United States by assets under management. A significant portion, 49%, of its investors consists of high-net-worth individuals with investable assets exceeding $1 million.
8. Wilde Wealth Management Group
AUM: $3B
Wilde Wealth Management Group is an RIA specializing in personalized financial services. Situated at 7025 North Scottsdale Road Suite 115, Scottsdale, AZ, the firm caters to clients in the Phoenix metro area. With a commitment to individualized attention, it offers comprehensive financial planning, wealth management, and retirement solutions.
The firm oversees an AUM of $3B, guided by a Cetera-affiliated structure led by CIO Douglas Cole. Emphasizing a client-centric approach, Wilde Wealth Management Group operates a family office division, the W Family Office. Services encompass tailored portfolio management aligned with client goals, ensuring a secure financial future from accumulation to distribution stages.
9. Sovereign Investment Advisors
AUM: $2.99B
Sovereign Investment Advisors is an RIA specializing in Multi Family Office services. The firm is situated at 3930 E Ray Road Suite 170, Phoenix, AZ, operating within the Phoenix metro area. They offer tailored investment advisory services to Native American tribes and entities, focusing on fiduciary compliance, investment strategy, and portfolio management.
Sovereign Investment Advisors manages an AUM of $2.99B. Their services cater to various investment structures such as General Funds, Permanent Funds, Endowments, and Retirement Accounts. The firm prioritizes independence and adherence to the Global Fiduciary Standard of Excellence, ensuring customized investment programs aligned with tribal financial needs.
AUM: $2.49B
TREK Financial is an RIA specializing in Multi Family Office services. The firm is situated at 8355 East Hartford Drive Suite 105, Scottsdale, AZ, operating within the Phoenix metro area. The independent advisors at TREK Financial prioritize fiduciary responsibilities and client-centric approaches, tailored to individual aspirations and values.
TREK Financial manages an AUM of $2.49B. The firm's platform emphasizes collaboration among advisors, promoting information exchange and client-focused solutions. Offering access to a diverse range of alternative investments such as private equity and real estate, TREK Financial prioritizes risk diversification and potential returns. Advisors at TREK Financial uphold a culture of integrity, independence, and trust, supported by resources like the Trek Investment Committee and comprehensive technology.
To see a full list of RIAs in Phoenix or other metros, book a demo of dakota marketplace.
Morgan Holycross is a Marketing Manager at Dakota.
