The Top 13F Equity Holders by Sub-Asset Class

With allocators taking advantage of tax loss selling in equities, and positioning their portfolios going into the end of Q4 2022 the main trend we observed in Marketplace via the 13F filings among RIAs, broker dealers and other filing entities was a broadening out of equity sub-asset classes. At the end of Q3 2022 over 52% of all equity ETF flows were captured across only three sub-asset classes. At the end of Q4 2022, this broadened out to 52% of all equity flows being captured across ten sub-asset classes.

Below are the top 10 ETF equity sub-asset class positions held at the end of Q4 2022 13F filings among RIAs, broker dealers and other filing entities captured in Marketplace:

1. SPDR S&P 500

• Sub-asset class: Large Cap Core 
• Ticker: SPY
• Fund balance: $31,188,466,762,000
• Number of Shares: 81,553,400.00 
• Allocator: Citadel

2. Powershares QQQ

• Sub-asset class: Large Cap Growth 
• Ticker: QQQ
• Fund balance:$2,659,311,732,000
• Number of Shares: 9,986,900.00
• Allocator: Parallax Volatility Advisers, L.P.

3. iShares Core S&P 500 Index

• Sub-asset class: Large Cap Core 
• Ticker: IVV
• Fund balance: $297,527,131,000
• Number of Shares: 774,387.00
• Allocator: Heritage Wealth Advisors

4. SPDR S&P Biotech ETF

• Sub-asset class: XBI 
• Ticker: Healthcare 
• Fund balance: $264,160,946,000
• Number of Shares: 3,182,662.00
• Allocator: Moore Capital Management, LP

5. Vanguard S&P 500

• Sub-asset class: Large Cap Core 
• Ticker: VOO
• Fund balance: $230,665,436,000
• Number of Shares: 656,531.00
• Allocator: Summit Trail Advisors, LLC

6. Consumer Discretionary Select Sector SPDR

• Sub-asset class: Consumer Cyclical
• Ticker: XLY
• Fund balance: $185,215,440,000
• Number of Shares: 1,434,000.00
• Allocator: Citadel 

7. iShares Core MSCI Emerging Markets ETF

• Sub-asset class: Emerging Markets 
• Ticker: IEMG
• Fund balance: $180,696,757,000
• Number of Shares: 3,564,723.00
• Allocator: Moneta Group Inc.

8. Energy Select Sector SPDR

• Sub-asset class: Energy 
• Ticker: XLE 
• Fund balance: $85,759,437,000
• Number of Shares: 980,444.00
• Allocator: Sculptor Capital Management, Inc.

9. Industrial Select Sector SPDR

• Sub-asset class: Industrials
• Ticker: XLI 
• Fund balance: $84,794,514,000
• Number of Shares: 863,400.00
• Allocator: Moore Capital Management, LP

10. Vanguard Real Estate ETF

• Sub-asset class: REITS
• Ticker: VNQ
• Fund balance: $83,396,971,000
• Number of Shares: 915,846.00
• Allocator: Moneta Group Inc.

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