FUNDRAISING NEWS | August 28, 2024
Kelly Compton, a San Antonio-based financial advisor, has joined LPL Financial's broker-dealer, RIA, and custodial platforms, aligning with LPL's affiliate Client Centric Wealth Management, part of Upstream Investment Partners. Previously, Compton ran his own RIA, WCM Wealth Management, which managed about $150 million in assets and used Charles Schwab as its custodian.
He began his financial advisory career in 2001 with Morgan Stanley, later joining Wachovia Securities in 2005. In 2006, Compton left the wire house environment to become independent, and in 2011, he transitioned to a fee-only practice. His experience includes working primarily with business professionals and executives, offering tailored risk-based portfolios. Compton initially started his career in the hospitality industry, which helped him develop strong financial and business skills. His goal is to provide clients with conservative financial advice and investment strategies for long-term success.
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John Washington is the Data Research Analyst at Dakota.
